Governance and Compliance
Leading Governance and Compliance Lawyers in Saudi Arabia
AL-SOAIB & PARTNERS provides comprehensive legal services in the field of governance and compliance, helping companies align with Saudi regulatory frameworks and international best practices. Our team advises on corporate governance structures, regulatory compliance programs, AML frameworks, and data protection policies. With deep experience across various industries, we support clients in building resilient compliance systems and navigating complex oversight by regulatory authorities such as CMA and SAMA.
Our Governance and Compliance services include:
Regulatory Compliance
Ensuring compliance with national laws and regulations issued by authorities such as SAMA, CMA, the Ministry of Commerce, and others across different sectors.
Anti-Money Laundering Compliance
Includes the implementation of AML policies, internal reporting mechanisms, transaction monitoring systems, and staff training to ensure compliance with local and international anti-money laundering regulations. The service helps businesses mitigate financial crime risks and meet regulatory expectations.
Corporate Governance & Board Advisory
Covers the design and implementation of governance frameworks, board responsibilities, committee structuring, shareholder relations, and compliance with the Corporate Governance Regulations in Saudi Arabia.
Securities Law Compliance
Advising on disclosure obligations, insider trading rules, market manipulation prevention, and compliance with CMA’s Capital Market Law and its implementing regulations.
Internal Compliance Programs & Risk Management
Developing internal policies, risk assessments, and internal controls to detect, manage, and prevent regulatory breaches or misconduct.
Regulatory Investigations & Enforcement Response
Representing clients during investigations or enforcement actions by regulatory bodies (e.g., CMA, SAMA), including legal defense, document response, and settlement negotiation.